Senior Compliance Consultant in Toronto, Ontario

Job Title: Senior Compliance Officer

About Us: Our client a distinguished Schedule 2 bank in Canada, dedicated to delivering superior financial services while upholding the highest standards of regulatory compliance. We are currently seeking a highly qualified and experienced Senior Compliance Officer to join our team and ensure our operations are in full compliance with all pertinent laws and regulations.

Position Overview: The Senior Compliance Officer will be instrumental in overseeing and managing the bank’s compliance programs, with a particular emphasis on sanctions and regulatory compliance. This role necessitates a profound understanding of Canadian and international regulatory frameworks, coupled with a robust legal background .

Key Responsibilities:

• Policy Development and Implementation: Formulate, implement, and maintain comprehensive compliance policies and procedures to ensure adherence to regulatory requirements.

• Compliance Monitoring: Continuously monitor and evaluate the effectiveness of the bank’s compliance programs, identifying and addressing areas for improvement.

• Audits and Risk Assessments: Conduct regular compliance audits and risk assessments to ensure ongoing adherence to regulatory standards.

• Advisory Role: Provide expert advice and guidance on sanctions and regulatory matters to management and other stakeholders.

• Regulatory Liaison: Act as the primary liaison with regulatory bodies, ensuring timely and accurate reporting and communication.

• Regulatory Updates: Stay abreast of changes in laws and regulations affecting the banking industry and ensure the bank’s compliance programs are updated accordingly.

• Training and Education: Develop and deliver training programs to educate staff on compliance-related topics and best practices.

• Issue Resolution: Investigate and resolve compliance issues and breaches, implementing corrective actions as necessary.

Qualifications:

• A law degree (LL.B or J.D.) from an accredited institution.

• A minimum of 5 years of experience in compliance, with a focus on sanctions and regulatory work.

• Extensive knowledge of Canadian and international banking regulations.

• Strong analytical and problem-solving skills.

• Excellent communication and interpersonal skills.

• Ability to work independently and collaboratively within a team.

• Professional certifications (e.g., CAMS, CRCM) are considered an asset.

  À propos de TEKsystems:

Nous sommes partenaires dans la transformation. Nous aidons les clients à activer des idées et des solutions afin de profiter d’un nouveau monde d’opportunités. Nous sommes une équipe solide de 80 000 personnes, nous travaillons avec plus de 6 000 clients, dont 80 % faisant partie du Fortune 500, partout en Amérique du Nord, en Europe et en Asie. En tant que chefs de file de l’industrie des services technologiques complets, des services aux talents et des applications du monde réel, nous travaillons avec des leaders progressistes pour favoriser le changement. C’est le pouvoir d’un vrai partenariat. TEKsystems est une société du groupe Allegis.

About TEKsystems:

We’re partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That’s the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.