Compliance Manager

Job title:

Compliance Manager

Company

Robert Half

Job description

Job Description:We are offering a Contract employment opportunity for a Compliance Manager in Toronto, Ontario. Reporting to the Chief Compliance Officer, this role is critical within the team and will focus on managing regulatory compliance and anti-money laundering efforts within the organization.Hybrid work model – 3 days in office. 2 days work from home.

• Supporting the Chief Compliance Officer to ensure the company remains in compliance with the legal and compliance framework of applicable Canadian regulatory bodies.
• Assisting with managing Anti-Money Laundering (AML)/Counter Terrorist Financing (CTF)/sanctions/anti-bribery & corruption (ABC) risk operations.
• Maintaining and updating internal policies and procedures to reflect any changes in provincial and federal requirements.
• Reviewing new client account openings, ongoing transactions monitoring, Know Your Client (KYC) changes, suitability, etc. and ensuring client account information is up to date.
• Maintaining compliance programs, standards, initiatives, and executing on various projects, as well as providing strategies, coaching, advice, presentations and recommendations for continuous improvement across the applicable areas of the business.

Requirements:

• Designated accountant (CPA or equivalent) with 2+ years in financial services & compliance industry experience.
• Professional designations such as Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE) and/or Certified Anti-Money Laundering Specialist (CAMS) are also an asset.
• Strong Fintrac experience and financial business acumen
• Asset management experience and regulatory compliance experience.
• In-depth knowledge of effective compliance frameworks, standards, best practices, and continuous improvement programs.
• Strong attention to detail
• Ability to interpret and write comprehensive policies, procedures and processes.
• Highly proficient in analytical, critical thinking, and problem solving.
• Self-starter with excellent planning, organization, and follow-up skills.
• Communicates ideas clearly and effectively, both verbally and in written form in a concise and professional manner.

Expected salary

$45 – 70 per hour

Location

Toronto, ON

Job date

Sat, 07 Dec 2024 01:12:25 GMT

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