Job title:
Middle Office Analyst
Company
Axelon Services
Job description
Global Financial Firm located in MISSISSAUGA, ON has an immediate contract opportunity for an experienced Middle Office Analyst“This role is currently on a Hybrid Schedule.
You will need to have reliable internet, computer and android or iphone for remote access into the client systems during remote work.
We will be expected in the office weekly 3 days depending on the team requirement.****Video/ f2f interviews are required prior to all offers.PURPOSE OF THE ROLE:
Primary purpose of this role is to act as a change professional focusing on ongoing/upcoming reg reporting initiatives for North America (SEC 10c-1a Securities Lending reporting but also OTC swaps reporting including Canada, CFTC Rewrite).KEY RESPONSIBILITIES:
- Facilitate the management and governance of projects meetings and working groups.
- Create and manage the development of individual project artifacts including scoping documents, project plans, score cards, risk & issue trackers, business requirements documentation, functional requirements documentation, traceability matrices, and test plans /scripts.
- Works with business, operations, technology and compliance functions in assessment of regulator’s requirements to ensure they are reflected in business requirements and user acceptance test cases.
- Identifies key project risks, whether stated or not, and manage to resolution or escalate accordingly
CANDIDATE QUALIFICATIONS
Previous Experience:
- 10+ years in financial services experience. Familiarity with NAM regulations (SEC, CFTC, CAD) a plus. Client experience a plus
- Knowledge and a technical understanding of SFT transactions including securities lending & borrowing processes. Prior SFTR reporting is a plus
- Knowledge of Equities, Fixed income, Municipal securities products. Prior experience with Client reporting a plus (CAT, TRACE, etc)
- Knowledge of OTC derivatives products/asset classes and swap data reporting requirements for CFTC/SEC/CAD is a plus
- Experience in leading initiatives in Middle Office, Operations or Operations Control at a broker/dealer is a must. Consulting experience with a major consulting firm is a plus.
- Demonstrated experience in the successful implementation of projects, operational process change and improvement, preferably within capital markets operations
- Experience in collecting, defining and documenting business and technology requirements, test plans and other project management artifacts
- Experienced in consulting with project stakeholders, including the skills to facilitate compromises and resolve conflicting requirements.
- Experience should ideally involve large scale implementations
Competencies:
- Excellent oral and written communication skills and ability to facilitate discussions
- Ability to facilitate project planning sessions with varied stakeholders, sometimes having competing interests
- Knowledge of recent regulations e.g. Dodd Frank, Basel is a plus
- A good knowledge of the techniques for planning, monitoring and controlling project and resources
- Ability to quickly grasp and master new concepts / requirements and related product / functional knowledge
- Ability to create and deliver presentations to senior levels of management
- Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements
- Willingness to ask questions, challenge the status quo and seek out answers
- Ability to work independently, multi-task, and take ownership of various parts of a project or initiative
- Excellent analytical and problem solving skills
Expected salary
Location
Mississauga, ON
Job date
Sat, 15 Feb 2025 03:44:56 GMT
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